Every SEC Form 3/4/5 on record for this filer (CIK 1233348) — 7 issuers, 36 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| MPTI | M-tron Industries, Inc. | Director | 2022-10-14 → 2026-04-28 | 16 | −$4M |
| LGL | LGL GROUP INC | Director | 2015-12-14 → 2026-03-30 | 17 | — |
| AC | Associated Capital Group, Inc. | Director | 2019-05-07 → 2024-08-13 | 4 | — |
| PMVC | PMV Consumer Acquisition Corp. | Co-CEO & Chairman of the Board · Director · lapsed | 2022-09-06 → 2022-09-06 | 1 | — |
| IRNT | IronNet, Inc. | Filer · lapsed | 2021-08-30 → 2021-08-30 | 1 | — |
| DFNSU | LGL Systems Acquisition Corp. | Chief Executive Officer · Director · lapsed | 2019-11-06 → 2019-11-06 | 1 | — |
| GBL | GAMCO INVESTORS, INC. ET AL | Director · lapsed | 2015-08-27 → 2015-08-27 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MPTI | 2024-01-04 | Sell | 37,797 | $37.86 | $1M | — |
| MPTI | 2024-01-03 | Sell | 44,201 | $39.39 | $2M | 96,509 |
2 of 7 issuers are covered and open a security page; the rest are on file here only.
