Every SEC Form 3/4/5 on record for this filer (CIK 1232621) — 11 issuers, 67 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BOLD | Boundless Bio, Inc. | 10% owner | 2026-06-29 → 2026-06-29 | 2 | — |
| AUPH | Aurinia Pharmaceuticals Inc. | 10% owner | 2026-06-02 → 2026-06-02 | 1 | — |
| OMIC | Singular Genomics Systems, Inc. | 10% owner | 2024-09-18 → 2025-02-27 | 3 | $2M |
| TCRR | TCR2 THERAPEUTICS INC. | 10% owner · lapsed | 2023-05-05 → 2024-02-14 | 6 | — |
| RAIN | Rain Enhancement Technologies Holdco, Inc. | 10% owner · lapsed | 2023-06-01 → 2024-02-02 | 5 | $1M |
| JNCE | Jounce Therapeutics, Inc. | 10% owner · lapsed | 2023-03-14 → 2023-05-05 | 3 | $85,736 |
| LJPC | LA JOLLA PHARMACEUTICAL CO | 10% owner · lapsed | 2015-08-21 → 2022-08-24 | 21 | $12M |
| APVO | Aptevo Therapeutics Inc. | Filer · lapsed | 2020-11-06 → 2021-11-26 | 4 | — |
| ODT | Odonate Therapeutics, Inc. | 10% owner · lapsed | 2017-12-06 → 2021-11-19 | 31 | −$3M |
| HRTX | HERON THERAPEUTICS, INC. /DE/ | 10% owner · lapsed | 2016-06-20 → 2018-09-12 | 4 | −$96M |
| CYCC | Cyclacel Pharmaceuticals, Inc. | 10% owner · lapsed | 2017-02-27 → 2017-02-27 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| OMIC | 2024-09-18 | Buy | 32,000 | $17.21 | $550,720 | 372,000 |
| OMIC | 2024-09-17 | Buy | 40,000 | $15.33 | $613,200 | 340,000 |
| OMIC | 2024-09-16 | Buy | 50,416 | $12.74 | $642,300 | 300,000 |
| RAIN | 2023-10-13 | Buy | 47,486 | $0.99 | $47,011 | 3,940,341 |
| RAIN | 2023-10-13 | Buy | 84,145 | $0.99 | $83,304 | 4,024,486 |
| RAIN | 2023-10-12 | Buy | 52,514 | $0.98 | $51,464 | 3,892,855 |
| RAIN | 2023-10-12 | Buy | 25,188 | $0.98 | $24,684 | 3,840,341 |
| RAIN | 2023-10-11 | Buy | 74,812 | $0.97 | $72,568 | 3,815,153 |
| RAIN | 2023-06-01 | Buy | 240,341 | $1.12 | $269,182 | 3,740,341 |
| RAIN | 2023-06-01 | Buy | 92,984 | $1.09 | $101,353 | 3,500,000 |
5 of 11 issuers are covered and open a security page; the rest are on file here only.
