Every SEC Form 3/4/5 on record for this filer (CIK 1232602) — 10 issuers, 48 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| TDW | TIDEWATER INC | Director | 2018-11-19 → 2026-06-18 | 15 | −$2M |
| CMTL | COMTECH TELECOMMUNICATIONS CORP /DE/ | Chairman, President and CEO · Director | 2024-11-01 → 2026-01-26 | 5 | — |
| EGIO | Edgio, Inc. | Director · lapsed | 2024-01-17 → 2024-01-17 | 2 | — |
| ATHX | ATHERSYS, INC / NEW | Director · lapsed | 2020-06-18 → 2022-09-20 | 6 | $322,500 |
| DSPG | DSP GROUP INC /DE/ | Director · lapsed | 2015-08-28 → 2021-12-02 | 8 | $87,219 |
| IMI | INTERMOLECULAR INC | Director · lapsed | 2016-05-26 → 2019-09-20 | 5 | — |
| IMMR | IMMERSION CORP | Director · lapsed | 2018-07-02 → 2019-02-15 | 5 | $89,900 |
| GLF | GULFMARK OFFSHORE INC | Filer · lapsed | 2017-11-22 → 2018-11-19 | 3 | — |
| MRVC | MRV COMMUNICATIONS INC | Director · lapsed | 2016-06-03 → 2017-08-15 | 3 | — |
| CAS | CASTLE A M & CO | Director · lapsed | 2016-07-29 → 2016-11-07 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| TDW | 2024-06-12 | Sell | 20,000 | $106.38 | $2M | 68,802 |
3 of 10 issuers are covered and open a security page; the rest are on file here only.
