Every SEC Form 3/4/5 on record for this filer (CIK 1232430) — 4 issuers, 73 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AMTB | Amerant Bancorp Inc. | Director | 2025-07-01 → 2026-06-04 | 3 | $101,050 |
| PTAC | Patriot Acquisition Corp./CI | Chief Executive Officer · Director | 2026-05-14 → 2026-05-14 | 1 | — |
| WBS | WEBSTER FINANCIAL CORP | Exec. Chair. Company & Bank · Director · lapsed | 2022-02-02 → 2024-02-01 | 11 | −$2M |
| STL | STERLING BANCORP | President & CEO · Director · lapsed | 2015-07-08 → 2022-02-02 | 37 | −$7M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AMTB | 2025-07-28 | Buy | 5,000 | $20.21 | $101,050 | 5,000 |
| WBS | 2024-01-02 | Sell | 5,000 | $50.18 | $250,900 | 310,041 |
| WBS | 2023-12-13 | Sell | 25,000 | $50.00 | $1M | 315,041 |
2 of 4 issuers are covered and open a security page; the rest are on file here only.
