Every SEC Form 3/4/5 on record for this filer (CIK 1232019) — 7 issuers, 94 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| LITE | Lumentum Holdings Inc. | Director | 2015-08-07 → 2026-02-13 | 33 | −$7M |
| PENG | Penguin Solutions, Inc. | Director | 2025-02-11 → 2026-02-10 | 3 | −$69,059 |
| SGH | SMART Global Holdings, Inc. | Director · lapsed | 2021-10-05 → 2024-02-13 | 6 | −$125,056 |
| EMBK | Embark Technology, Inc. | Director · lapsed | 2022-09-29 → 2023-08-04 | 3 | — |
| PRO | PROS Holdings, Inc. | Director · lapsed | 2018-01-10 → 2021-05-03 | 10 | −$242,731 |
| VRNT | VERINT SYSTEMS INC | Director · lapsed | 2017-04-10 → 2021-04-22 | 8 | — |
| RMBS | RAMBUS INC | Director · lapsed | 2015-10-02 → 2017-10-04 | 4 | −$656,176 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| LITE | 2026-02-12 | Sell | 363 | $599.01 | $217,441 | 2,999 |
| LITE | 2026-02-12 | Sell | 812 | $594.42 | $482,669 | 5,245 |
| LITE | 2026-02-12 | Sell | 419 | $595.19 | $249,385 | 4,826 |
| LITE | 2026-02-12 | Sell | 159 | $602.63 | $95,818 | 2,057 |
| LITE | 2026-02-12 | Sell | 349 | $601.17 | $209,808 | 2,216 |
| LITE | 2026-02-12 | Sell | 434 | $600.04 | $260,417 | 2,565 |
| LITE | 2026-02-12 | Sell | 427 | $597.90 | $255,303 | 3,362 |
| LITE | 2026-02-12 | Sell | 1,037 | $596.28 | $618,342 | 3,789 |
| LITE | 2026-02-06 | Sell | 4,849 | $535.48 | $3M | 6,057 |
3 of 7 issuers are covered and open a security page; the rest are on file here only.
