Every SEC Form 3/4/5 on record for this filer (CIK 1231984) — 7 issuers, 73 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
2 filings failed a price guard — listed below with the reason, excluded from the totals above.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CLPT | ClearPoint Neuro, Inc. | Director | 2020-04-02 → 2026-05-26 | 22 | — |
| ATRC | AtriCure, Inc. | Director | 2017-03-21 → 2026-05-20 | 13 | $27,540 |
| FNA | Paragon 28, Inc. | Director | 2021-12-03 → 2025-04-21 | 6 | — |
| VRAY | ViewRay, Inc. | Director · lapsed | 2020-04-23 → 2023-07-24 | 10 | $225,600 |
| MRIC | MRI INTERVENTIONS, INC. | Director · lapsed | 2019-09-03 → 2020-01-02 | 4 | — |
| PJC | PIPER JAFFRAY COMPANIES | Director · lapsed | 2016-05-06 → 2019-12-16 | 23 | −$152,333 |
| SPNC | SPECTRANETICS CORP | Director · lapsed | 2015-11-06 → 2017-08-11 | 4 | $26,000 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| VRAY | 2023-07-21 | Sell | 30,702 | $0.05 | $1,535 | 126,720 |
| ⚠ excluded from the dollar totals — reported price $0.05 is more than 50x away from VRAY's own median open-market price ($7.70) — a fat-finger | ||||||
| VRAY | 2023-07-18 | Sell | 79,622 | $0.07 | $5,574 | 157,422 |
| ⚠ excluded from the dollar totals — reported price $0.07 is more than 50x away from VRAY's own median open-market price ($7.70) — a fat-finger | ||||||
2 of 7 issuers are covered and open a security page; the rest are on file here only.
