Every SEC Form 3/4/5 on record for this filer (CIK 1228774) — 4 issuers, 26 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| TBBK | Bancorp, Inc. | Director | 2016-02-02 → 2026-05-28 | 18 | $98,810 |
| BDCI | BTC Development Corp. | Director | 2025-09-30 → 2025-09-30 | 1 | — |
| VTVT | vTv Therapeutics Inc. | Director · lapsed | 2019-09-17 → 2023-06-21 | 8 | $65,650 |
| REXI | RESOURCE AMERICA, INC. | Director · lapsed | 2015-12-16 → 2016-09-12 | 3 | $17,280 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| TBBK | 2024-05-07 | Buy | 1,000 | $32.53 | $32,530 | 111,264 |
| VTVT | 2021-02-26 | Buy | 10,000 | $2.74 | $27,400 | 25,000 |
| VTVT | 2020-05-15 | Buy | 10,000 | $3.00 | $30,000 | 15,000 |
2 of 4 issuers are covered and open a security page; the rest are on file here only.
