Every SEC Form 3/4/5 on record for this filer (CIK 1228146) — 8 issuers, 46 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AGYS | AGILYSYS INC | Director | 2016-08-02 → 2026-05-29 | 25 | −$1M |
| UEIC | UNIVERSAL ELECTRONICS INC | Director | 2025-04-18 → 2026-05-28 | 5 | — |
| AVNW | AVIAT NETWORKS, INC. | Director | 2016-01-12 → 2025-11-12 | 11 | — |
| LEAF | LEAF GROUP LTD. | Filer · lapsed | 2021-02-22 → 2021-02-22 | 1 | — |
| MXWL | MAXWELL TECHNOLOGIES INC | Director · lapsed | 2017-04-20 → 2019-05-16 | 5 | — |
| YUME | YuMe Inc | Director · lapsed | 2017-07-31 → 2018-02-07 | 3 | — |
| QTM | QUANTUM CORP /DE/ | Director · lapsed | 2017-04-03 → 2017-04-03 | 2 | — |
| SXCL | Steel Excel Inc. | Director · lapsed | 2016-02-18 → 2016-04-25 | 2 | −$61,020 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AGYS | 2025-06-05 | Sell | 500 | $110.83 | $55,415 | 31,404 |
| AGYS | 2025-03-17 | Sell | 750 | $75.33 | $56,498 | 31,904 |
| AGYS | 2025-03-07 | Sell | 2,000 | $77.87 | $155,740 | 32,654 |
| AGYS | 2024-11-25 | Sell | 368 | $137.91 | $50,751 | 34,654 |
| AGYS | 2024-11-25 | Sell | 132 | $137.72 | $18,179 | 35,022 |
3 of 8 issuers are covered and open a security page; the rest are on file here only.
