Every SEC Form 3/4/5 on record for this filer (CIK 1226177) — 6 issuers, 15 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SUNS | Sunrise Realty Trust, Inc. | Director | 2024-07-02 → 2026-02-23 | 6 | $60,620 |
| TCGSX | TCG Strategic Income Fund | Director | 2025-12-17 → 2025-12-17 | 1 | — |
| AFCG | Advanced Flower Capital Inc. | Director | 2021-03-18 → 2025-11-21 | 7 | — |
| FSAM | Fifth Street Asset Management Inc. | Director · lapsed | 2017-01-17 → 2017-10-19 | 3 | — |
| FSC | Fifth Street Finance Corp. | Director · lapsed | 2017-05-10 → 2017-05-10 | 1 | — |
| FSFR | Fifth Street Senior Floating Rate Corp. | Director · lapsed | 2017-05-10 → 2017-05-10 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SUNS | 2025-03-07 | Buy | 4,400 | $11.30 | $49,720 | 9,137 |
| SUNS | 2024-07-10 | Buy | 1,000 | $10.90 | $10,900 | 3,976 |
1 of 6 issuers are covered and open a security page; the rest are on file here only.
