Every SEC Form 3/4/5 on record for this filer (CIK 1222385) — 8 issuers, 44 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| COLB | COLUMBIA BANKING SYSTEM, INC. | Director | 2025-09-03 → 2026-05-18 | 3 | — |
| PPBI | PACIFIC PREMIER BANCORP INC | Director | 2019-05-30 → 2025-09-03 | 9 | $195,678 |
| EXLS | ExlService Holdings, Inc. | Director | 2018-09-14 → 2025-05-06 | 12 | −$582,690 |
| CLGX | CORELOGIC, INC. | Director · lapsed | 2016-04-29 → 2021-06-08 | 13 | −$300,964 |
| WIW | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | Director · lapsed | 2020-04-30 → 2020-04-30 | 1 | — |
| WIA | WESTERN ASSET INFLATION-LINKED INCOME FUND | Director · lapsed | 2020-04-30 → 2020-04-30 | 1 | — |
| PNK | Pinnacle Entertainment, Inc. | Director · lapsed | 2015-10-06 → 2018-10-16 | 9 | −$397,800 |
| LOCK | LIFELOCK, INC. | Director · lapsed | 2016-02-12 → 2017-02-13 | 3 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| EXLS | 2025-05-02 | Sell | 14,580 | $47.53 | $692,987 | — |
| EXLS | 2024-11-19 | Sell | 3,645 | $44.05 | $160,562 | 14,580 |
2 of 8 issuers are covered and open a security page; the rest are on file here only.
