Every SEC Form 3/4/5 on record for this filer (CIK 1222000) — 2 issuers, 27 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BWEN | BROADWIND, INC. | Director | 2015-12-11 → 2025-05-19 | 16 | $43,718 |
| MAG | MAGNETEK, INC. | Director · lapsed | 2015-09-02 → 2015-09-02 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BWEN | 2021-05-18 | Sell | 3,600 | $4.25 | $15,300 | 130,562 |
| BWEN | 2021-05-18 | Sell | 400 | $4.24 | $1,696 | 130,162 |
| BWEN | 2021-05-17 | Sell | 4,000 | $4.32 | $17,280 | 134,162 |
| BWEN | 2020-03-13 | Buy | 10,000 | $1.30 | $13,000 | 106,326 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
