Every SEC Form 3/4/5 on record for this filer (CIK 1221780) — 7 issuers, 28 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| EQH | Equitable Holdings, Inc. | Director | 2019-04-03 → 2026-06-05 | 14 | −$799,815 |
| LOW | LOWES COMPANIES INC | Director | 2015-11-20 → 2026-06-01 | 13 | — |
| BDX | BECTON DICKINSON & CO | Director | 2015-08-05 → 2026-02-18 | 37 | −$371,938 |
| DLTR | DOLLAR TREE, INC. | Director | 2022-03-22 → 2025-07-03 | 6 | — |
| AB | ALLIANCEBERNSTEIN HOLDING L.P. | Director · lapsed | 2020-10-02 → 2021-05-24 | 2 | — |
| AFB | ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | Filer · lapsed | 2020-10-02 → 2020-10-02 | 1 | — |
| AWF | ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC | Filer · lapsed | 2020-10-02 → 2020-10-02 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| EQH | 2026-06-04 | Sell | 2,470 | $41.08 | $101,468 | 27,931 |
| BDX | 2026-02-18 | Sell | 953 | $182.61 | $174,027 | 36,763 |
| BDX | 2025-11-07 | Sell | 217 | $176.58 | $38,318 | 35,816 |
| EQH | 2025-08-21 | Sell | 2,600 | $51.86 | $134,836 | 26,001 |
| BDX | 2025-02-12 | Sell | 700 | $227.99 | $159,593 | 36,033 |
5 of 7 issuers are covered and open a security page; the rest are on file here only.