Every SEC Form 3/4/5 on record for this filer (CIK 1221603) — 6 issuers, 38 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| RWT | REDWOOD TRUST INC | Director | 2015-07-01 → 2026-03-31 | 58 | −$106,764 |
| AVTA | AVANTAX, INC. | Director · lapsed | 2023-05-08 → 2023-11-29 | 3 | — |
| BCOR | BLUCORA, INC. | Director · lapsed | 2017-06-01 → 2023-01-20 | 12 | −$143,082 |
| SCU | Sculptor Capital Management, Inc. | Director · lapsed | 2019-11-26 → 2021-05-27 | 7 | −$42,348 |
| OZM | Och-Ziff Capital Management Group Inc. | Director · lapsed | 2015-08-25 → 2019-08-22 | 17 | — |
| SUNE | SUNEDISON, INC. | Director · lapsed | 2015-09-03 → 2015-09-03 | 1 | $11,260 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BCOR | 2021-12-15 | Buy | 3,025 | $16.35 | $49,459 | 48,664 |
| RWT | 2021-03-03 | Sell | 8,645 | $10.04 | $86,796 | — |
1 of 6 issuers are covered and open a security page; the rest are on file here only.
