Every SEC Form 3/4/5 on record for this filer (CIK 1221456) — 4 issuers, 6 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SXE | Southcross Energy Partners, L.P. | See Remarks · Director · lapsed | 2016-02-12 → 2018-08-24 | 4 | — |
| TERP | TerraForm Power, Inc. | Director · lapsed | 2018-02-12 → 2018-02-12 | 1 | — |
| STR | QUESTAR CORP | Director · lapsed | 2015-07-01 → 2016-09-19 | 12 | — |
| CNL | Collective Mining Ltd. | President & CEO · Director · lapsed | 2016-02-01 → 2016-04-15 | 2 | — |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
1 of 4 issuers are covered and open a security page; the rest are on file here only.