Every SEC Form 3/4/5 on record for this filer (CIK 1220969) — 2 issuers, 36 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| LTC | LTC PROPERTIES INC | Director · lapsed | 2016-06-02 → 2024-02-14 | 11 | $132,250 |
| PACW | PACWEST BANCORP | Executive Vice President · Director · lapsed | 2016-02-12 → 2021-05-12 | 22 | −$5M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PACW | 2021-05-04 | Sell | 35,000 | $43.74 | $2M | 125,618 |
| PACW | 2021-05-03 | Sell | 15,000 | $43.62 | $654,300 | 160,618 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.