Every SEC Form 3/4/5 on record for this filer (CIK 1219603) — 13 issuers, 135 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ENRD | Einride AB | Director | 2026-06-22 → 2026-06-22 | 1 | — |
| PANL | Pangaea Logistics Solutions Ltd. | Director | 2015-09-24 → 2026-05-27 | 22 | −$2M |
| LEGO | Legato Merger Corp. IV | Chief SPAC Officer | 2021-01-19 → 2026-03-06 | 5 | −$125 |
| LEGT | Legato Merger Corp. III | Chief SPAC Officer · lapsed | 2024-02-05 → 2024-03-01 | 3 | — |
| CVU | CPI AEROSTRUCTURES INC | Director · lapsed | 2015-07-02 → 2023-02-24 | 14 | — |
| LGTO | Southland Holdings, Inc. | Chief SPAC Officer · lapsed | 2021-11-22 → 2023-02-16 | 5 | — |
| PRMW | Primo Water Corp /CN/ | Director · lapsed | 2020-05-12 → 2022-05-17 | 5 | $596,919 |
| NEXT | NextDecade Corp | Director · lapsed | 2019-10-30 → 2019-10-30 | 1 | — |
| COT | COTT CORP /CN/ | Director · lapsed | 2015-07-29 → 2019-08-14 | 10 | $612,071 |
| ALGR | Allegro Merger Corp. | Chief Executive Officer · lapsed | 2018-07-02 → 2018-07-02 | 1 | — |
| HRMN | Harmony Merger Corp. | Director · lapsed | 2016-11-22 → 2017-07-25 | 14 | $500,372 |
| HIL | Hill International, Inc. | Filer · lapsed | 2016-03-14 → 2016-08-16 | 12 | $257,149 |
| SAEX | SAExploration Holdings, Inc. | Director · lapsed | 2015-12-30 → 2016-06-30 | 5 | −$184,663 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PANL | 2026-05-26 | Sell | 100,000 | $8.37 | $837,000 | 536,845 |
| LEGO | 2026-03-05 | Buy | 1,440,000 | — | $0 | 1,440,000 |
| LEGO | 2026-03-04 | Sell | 1,440,000 | — | $0 | 1,348,217 |
| LEGT | 2024-03-01 | Buy | 1,150,000 | — | $0 | 1,150,000 |
| LEGT | 2024-02-27 | Sell | 1,150,000 | — | $0 | 704,275 |
| PANL | 2023-12-12 | Sell | 15,783 | $7.35 | $116,005 | 205,131 |
| PANL | 2023-11-29 | Sell | 1,749 | $7.26 | $12,698 | 220,918 |
3 of 13 issuers are covered and open a security page; the rest are on file here only.
