Every SEC Form 3/4/5 on record for this filer (CIK 1217614) — 2 issuers, 154 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ETD | ETHAN ALLEN INTERIORS INC | Chairman, President & CEO · Director | 2021-08-27 → 2026-01-23 | 38 | −$5M |
| ETH | ETHAN ALLEN INTERIORS INC | Chairman, President & CEO · Director · lapsed | 2015-08-14 → 2021-08-13 | 22 | −$128,069 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ETD | 2026-01-22 | Sell | 27 | $25.01 | $675 | 22,342 |
| ETD | 2026-01-22 | Sell | 2,168 | $25.01 | $54,222 | 1,483,228 |
| ETD | 2026-01-22 | Sell | 25 | $25.01 | $625 | 22,347 |
| ETD | 2026-01-22 | Sell | 25 | $25.01 | $625 | 22,347 |
| ETD | 2026-01-22 | Sell | 25 | $25.01 | $625 | 22,347 |
| ETD | 2025-12-15 | Sell | 303 | $25.05 | $7,590 | 1,485,396 |
| ETD | 2025-12-15 | Sell | 3 | $25.05 | $75 | 22,372 |
| ETD | 2025-12-15 | Sell | 3 | $25.05 | $75 | 22,372 |
| ETD | 2025-12-15 | Sell | 6 | $25.05 | $150 | 22,369 |
| ETD | 2025-12-15 | Sell | 3 | $25.05 | $75 | 22,372 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.