Every SEC Form 3/4/5 on record for this filer (CIK 1217126) — 2 issuers, 54 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| IRIX | IRIDEX CORP | Director | 2015-11-19 → 2025-12-18 | 31 | $488,173 |
| BABY | NATUS MEDICAL INC | Director · lapsed | 2015-08-14 → 2018-05-18 | 12 | −$2M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| IRIX | 2025-12-16 | Buy | 2,000 | $1.01 | $2,020 | 251,550 |
| IRIX | 2025-12-15 | Buy | 20,000 | — | $0 | 249,550 |
| IRIX | 2025-12-12 | Buy | 20,920 | — | $0 | 280,674 |
| IRIX | 2025-12-11 | Buy | 9,080 | — | $0 | 259,754 |
| IRIX | 2025-11-17 | Buy | 21,843 | $0.97 | $21,188 | 250,674 |
| IRIX | 2025-11-14 | Buy | 28,157 | $0.97 | $27,312 | 228,831 |
| IRIX | 2025-08-18 | Buy | 12,024 | $1.18 | $14,188 | 200,674 |
| IRIX | 2025-06-13 | Buy | 20,000 | $0.97 | $19,400 | 188,650 |
| IRIX | 2025-06-12 | Buy | 20,000 | $0.97 | $19,400 | 168,650 |
| IRIX | 2025-06-11 | Buy | 10,000 | $0.96 | $9,600 | 148,650 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.