Every SEC Form 3/4/5 on record for this filer (CIK 1215928) — 6 issuers, 20 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| MOV | MOVADO GROUP INC | Director | 2016-04-07 → 2026-03-25 | 18 | −$831,965 |
| DHF | BNY MELLON HIGH YIELD STRATEGIES FUND | Director | 2026-01-05 → 2026-01-05 | 1 | — |
| SDHI | Siddhi Acquisition Corp (Cayman Islands) | Director | 2025-04-01 → 2025-04-01 | 1 | — |
| DO | DIAMOND OFFSHORE DRILLING, INC. | Director · lapsed | 2020-03-26 → 2020-03-26 | 1 | — |
| DSM | DREYFUS STRATEGIC MUNICIPAL BOND FUND INC | Director · lapsed | 2018-05-02 → 2018-05-02 | 1 | — |
| LEO | DREYFUS STRATEGIC MUNICIPALS INC | Director · lapsed | 2018-05-02 → 2018-05-02 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MOV | 2021-08-30 | Sell | 2,109 | $38.00 | $80,142 | 47,039 |
| MOV | 2021-07-02 | Sell | 1,782 | $31.40 | $55,955 | 49,148 |
| MOV | 2021-06-09 | Sell | 5,600 | $30.35 | $169,960 | 50,930 |
| MOV | 2021-03-26 | Sell | 4,149 | $27.84 | $115,508 | 51,280 |
1 of 6 issuers are covered and open a security page; the rest are on file here only.
