Every SEC Form 3/4/5 on record for this filer (CIK 1215201) — 4 issuers, 9 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CDRE | Cadre Holdings, Inc. | Director | 2021-11-03 → 2026-06-18 | 8 | — |
| WKHS | Workhorse Group Inc. | Director | 2022-02-24 → 2025-12-17 | 7 | −$32,882 |
| SOLO | ELECTRAMECCANICA VEHICLES CORP. | Director · lapsed | 2023-01-25 → 2023-12-12 | 3 | — |
| DAN | DANA Inc | EVP and CFO · lapsed | 2015-09-15 → 2015-09-15 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| WKHS | 2025-12-15 | Sell | 5,051 | $6.51 | $32,882 | 133 |
3 of 4 issuers are covered and open a security page; the rest are on file here only.