Every SEC Form 3/4/5 on record for this filer (CIK 1214552) — 7 issuers, 91 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PIPR | PIPER SANDLER COMPANIES | Director | 2020-03-17 → 2025-06-16 | 29 | −$757,757 |
| HOUS | Anywhere Real Estate Inc. | Director | 2023-05-05 → 2025-05-08 | 3 | — |
| DE | DEERE & CO | Director | 2016-03-03 → 2025-03-06 | 10 | — |
| RLGY | REALOGY HOLDINGS CORP. | Director · lapsed | 2016-05-06 → 2022-05-06 | 20 | — |
| TUEM | TUESDAY MORNING CORP/DE | Director · lapsed | 2021-01-25 → 2021-11-18 | 3 | — |
| PJC | PIPER JAFFRAY COMPANIES | Director · lapsed | 2016-01-29 → 2019-12-16 | 20 | — |
| TUES | TUESDAY MORNING CORP/DE | Director · lapsed | 2016-02-04 → 2019-11-22 | 6 | $105,980 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PIPR | 2025-02-14 | Sell | 2,237 | $305.19 | $682,710 | 10,479 |
| PIPR | 2025-02-14 | Sell | 246 | $305.07 | $75,047 | 12,716 |
2 of 7 issuers are covered and open a security page; the rest are on file here only.