Every SEC Form 3/4/5 on record for this filer (CIK 1214324) — 1 issuer, 108 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| NTRS | NORTHERN TRUST CORP | Vice Chairman | 2016-01-21 → 2025-12-05 | 60 | −$47M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| NTRS | 2025-11-06 | Sell | 4,688 | $128.00 | $600,064 | 39,659 |
| NTRS | 2025-11-06 | Sell | 4,688 | $128.00 | $600,064 | 150,908 |
| NTRS | 2025-07-30 | Sell | 3,775 | $132.50 | $500,188 | 155,596 |
| NTRS | 2025-07-29 | Sell | 5,680 | $132.11 | $750,385 | 159,371 |
| NTRS | 2025-07-28 | Sell | 8,775 | $129.52 | $1M | 165,051 |
| NTRS | 2025-07-28 | Sell | 3,450 | $129.37 | $446,327 | 44,347 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.