Every SEC Form 3/4/5 on record for this filer (CIK 1213399) — 5 issuers, 25 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ESI | Element Solutions Inc | Director | 2019-06-07 → 2026-05-05 | 9 | — |
| FREE | Whole Earth Brands, Inc. | Director | 2023-06-16 → 2024-08-05 | 3 | — |
| SBG.U | Sandbridge Acquisition Corp | Director · lapsed | 2020-10-08 → 2020-10-08 | 1 | — |
| BID | SOTHEBYS | EVP, Chief Financial Officer · lapsed | 2016-04-01 → 2019-10-04 | 9 | $1M |
| PAH | Platform Specialty Products Corp | Director · lapsed | 2016-03-21 → 2018-06-27 | 5 | — |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
1 of 5 issuers are covered and open a security page; the rest are on file here only.