Every SEC Form 3/4/5 on record for this filer (CIK 1212502) — 13 issuers, 594 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
22 filings failed a price guard — listed below with the reason, excluded from the totals above.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GPUS | Hyperscale Data, Inc. | Executive Chairman · Director | 2024-09-17 → 2026-06-22 | 40 | $194,533 |
| UUU | UNIVERSAL SAFETY PRODUCTS, INC. | Director | 2025-05-30 → 2026-05-19 | 40 | $6M |
| ALZN | Alzamend Neuro, Inc. | Director | 2021-06-14 → 2026-04-16 | 105 | $17M |
| RIME | Algorhythm Holdings, Inc. | Filer | 2024-09-11 → 2024-10-08 | 10 | −$540,315 |
| ADRT | Ault Disruptive Technologies Corp | Director | 2021-12-16 → 2024-10-01 | 5 | −$542 |
| AULT | Ault Alliance, Inc. | Executive Chairman · Director | 2023-01-11 → 2024-09-12 | 28 | $1M |
| ROII | RiskOn International, Inc. | Chief Executive Officer · Director · lapsed | 2024-04-19 → 2024-04-26 | 2 | $1,985 |
| ROI | RiskOn International, Inc. | Chief Executive Officer · Director · lapsed | 2023-11-17 → 2024-03-01 | 8 | $21,291 |
| BNMV | BitNile Metaverse, Inc. | 10% owner · lapsed | 2023-08-25 → 2023-09-28 | 9 | $386,438 |
| MICS | SINGING MACHINE CO INC | Executive Chairman · Director · lapsed | 2023-02-13 → 2023-05-25 | 4 | $1,255 |
| NILE | BitNile Holdings, Inc. | Executive Chairman · Director · lapsed | 2022-01-03 → 2022-12-30 | 76 | $14M |
| DPW | Ault Global Holdings, Inc. | Executive Chairman · Director · lapsed | 2017-10-05 → 2021-12-10 | 61 | $14M |
| SSNT | SilverSun Technologies, Inc. | 10% owner · lapsed | 2021-06-24 → 2021-07-21 | 2 | −$5,990 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| GPUS | 2026-06-18 | Buy | 18,000 | $0.27 | $4,860 | 744,300 |
| GPUS | 2026-05-28 | Buy | 100 | $21.19 | $2,119 | 100 |
| ⚠ excluded from the dollar totals — reported price $21.19 is more than 50x away from GPUS's own median open-market price ($0.29) — a fat-finger | ||||||
| GPUS | 2026-05-19 | Buy | 397,500 | $0.13 | $51,675 | 666,300 |
| GPUS | 2026-05-19 | Buy | 100,000 | $0.13 | $13,000 | 2,600,005 |
| UUU | 2026-05-15 | Buy | 185,000 | $5.75 | $1M | 1,025,252 |
| UUU | 2026-04-30 | Buy | 155,000 | $5.75 | $891,250 | 840,252 |
| ALZN | 2026-04-14 | Buy | 108,388 | $1.00 | $108,388 | 116,648 |
| UUU | 2026-03-31 | Buy | 5,000 | $5.84 | $29,200 | 20,000 |
| UUU | 2026-03-31 | Buy | 5,000 | $5.85 | $29,250 | 685,252 |
| UUU | 2026-03-31 | Buy | 100 | $5.54 | $554 | 2,200 |
3 of 13 issuers are covered and open a security page; the rest are on file here only.
