Every SEC Form 3/4/5 on record for this filer (CIK 1209079) — 5 issuers, 35 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GTLS | CHART INDUSTRIES INC | Director | 2019-11-22 → 2025-04-03 | 24 | — |
| ATEX | Anterix Inc. | Director · lapsed | 2019-08-08 → 2023-08-30 | 5 | — |
| PDVW | pdvWireless, Inc. | Director · lapsed | 2018-08-08 → 2018-08-08 | 2 | — |
| URI | UNITED RENTALS, INC. | Director · lapsed | 2016-05-04 → 2017-12-13 | 5 | −$1M |
| LNT | ALLIANT ENERGY CORP | Director · lapsed | 2015-08-18 → 2015-08-18 | 1 | — |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
4 of 5 issuers are covered and open a security page; the rest are on file here only.