Every SEC Form 3/4/5 on record for this filer (CIK 1208655) — 2 issuers, 54 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| NATH | NATHANS FAMOUS, INC. | Director | 2016-02-12 → 2025-02-12 | 18 | −$2M |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | Filer · lapsed | 2016-05-20 → 2020-02-14 | 8 | −$50,160 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| NATH | 2025-02-11 | Sell | 100 | $87.45 | $8,745 | 7,042 |
| NATH | 2025-02-11 | Sell | 900 | $87.00 | $78,300 | 7,142 |
| NATH | 2024-11-14 | Sell | 1,400 | $86.25 | $120,750 | 8,042 |
| NATH | 2024-02-22 | Sell | 189 | $68.27 | $12,903 | 9,743 |
| NATH | 2024-02-22 | Sell | 676 | $68.27 | $46,151 | 9,932 |
| NATH | 2024-02-22 | Sell | 100 | $68.32 | $6,832 | 9,442 |
| NATH | 2024-02-22 | Sell | 206 | $68.01 | $14,010 | 10,686 |
| NATH | 2024-02-22 | Sell | 50 | $68.00 | $3,400 | 10,892 |
| NATH | 2024-02-22 | Sell | 82 | $68.28 | $5,599 | 9,661 |
| NATH | 2024-02-22 | Sell | 99 | $68.30 | $6,762 | 9,562 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
