Every SEC Form 3/4/5 on record for this filer (CIK 1207637) — 6 issuers, 86 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ARR | Armour Residential REIT, Inc. | Director | 2015-07-02 → 2026-05-26 | 84 | −$466,721 |
| THCPU | Thunder Bridge Capital Partners IV, Inc. | Director · lapsed | 2021-06-29 → 2021-06-29 | 1 | — |
| TBCPU | Thunder Bridge Acquisition II, LTD | Director · lapsed | 2021-02-04 → 2021-02-04 | 1 | — |
| THBRU | Thunder Bridge Acquisition II, LTD | Director · lapsed | 2019-08-08 → 2019-08-08 | 1 | — |
| TBRGU | Thunder Bridge Acquisition Ltd | Director · lapsed | 2018-06-18 → 2018-06-18 | 1 | — |
| JMI | JAVELIN MORTGAGE INVESTMENT CORP. | Director · lapsed | 2015-07-02 → 2016-04-08 | 4 | — |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
1 of 6 issuers are covered and open a security page; the rest are on file here only.
