Every SEC Form 3/4/5 on record for this filer (CIK 1207355) — 2 issuers, 3 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| UAN | CVR PARTNERS, LP | Director · lapsed | 2016-03-14 → 2019-11-15 | 3 | −$32,286 |
| KAR | KAR Auction Services, Inc. | Director · lapsed | 2015-07-07 → 2019-06-19 | 22 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| UAN | 2019-11-15 | Sell | 17,969 | $3.04 | $54,626 | 12,500 |
| UAN | 2017-06-01 | Buy | 2,000 | $3.97 | $7,940 | 30,469 |
| UAN | 2016-03-10 | Buy | 2,000 | $7.20 | $14,400 | 28,469 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.