Every SEC Form 3/4/5 on record for this filer (CIK 1207097) — 5 issuers, 9,904 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
13 filings failed a price guard — listed below with the reason, excluded from the totals above.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| RCG | RENN Fund, Inc. | President/Co-Portfolio Manager | 2019-03-13 → 2026-04-09 | 1399 | $2M |
| HKHC | Horizon Kinetics Holding Corp | CEO and CIO · Director | 2024-09-04 → 2026-03-24 | 70 | $27,739 |
| MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Director | 2025-08-13 → 2026-03-06 | 10 | −$1M |
| TPL | Texas Pacific Land Corp | President & CEO | 2020-09-29 → 2026-01-08 | 838 | $12M |
| SLGDD | Horizon Kinetics Holding Corp | CEO and CIO · Director | 2024-08-12 → 2024-08-12 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| RCG | 2026-04-06 | Buy | 360 | $3.05 | $1,098 | 160,328 |
| RCG | 2026-04-06 | Buy | 296 | $3.05 | $903 | 367,562 |
| RCG | 2026-04-06 | Buy | 180 | $3.05 | $549 | 323,180 |
| RCG | 2026-04-06 | Buy | 180 | $3.05 | $549 | 137,928 |
| RCG | 2026-04-06 | Buy | 18 | $3.05 | $55 | 5,966 |
| RCG | 2026-04-06 | Buy | 18 | $3.05 | $55 | 12,042 |
| RCG | 2026-04-06 | Buy | 82 | $3.05 | $250 | 68,516 |
| RCG | 2026-04-02 | Buy | 360 | $3.27 | $1,177 | 159,968 |
| RCG | 2026-04-02 | Buy | 18 | $3.27 | $59 | 5,948 |
| RCG | 2026-04-02 | Buy | 180 | $3.27 | $589 | 137,748 |
3 of 5 issuers are covered and open a security page; the rest are on file here only.