Every SEC Form 3/4/5 on record for this filer (CIK 1207059) — 5 issuers, 64 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| OPTU | Optimum Communications, Inc. | Director | 2026-06-02 → 2026-06-02 | 1 | — |
| KBDC | Kayne Anderson BDC, Inc. | Director | 2024-08-23 → 2025-03-06 | 4 | $212,901 |
| ATUS | Altice USA, Inc. | Director | 2021-07-02 → 2025-02-14 | 7 | $296,700 |
| VRAY | ViewRay, Inc. | Director · lapsed | 2022-03-10 → 2023-01-04 | 10 | $351,810 |
| VSM | Versum Materials, Inc. | Director · lapsed | 2016-10-05 → 2019-10-09 | 23 | $872,520 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| KBDC | 2025-03-05 | Buy | 5,000 | $16.40 | $82,000 | 13,121 |
| KBDC | 2024-12-18 | Buy | 2,500 | $16.54 | $41,350 | 8,087 |
| KBDC | 2024-09-18 | Buy | 472 | $16.02 | $7,561 | 5,587 |
| KBDC | 2024-08-23 | Buy | 115 | $16.00 | $1,840 | 5,115 |
| KBDC | 2024-08-22 | Buy | 5,000 | $16.03 | $80,150 | 5,000 |
1 of 5 issuers are covered and open a security page; the rest are on file here only.
