Every SEC Form 3/4/5 on record for this filer (CIK 1206103) — 2 issuers, 28 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| KKR | KKR & Co. Inc. | Director · lapsed | 2015-07-28 → 2022-10-21 | 13 | — |
| FNGN | Financial Engines, Inc. | Director · lapsed | 2015-08-11 → 2018-07-23 | 15 | −$5M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| FNGN | 2018-06-08 | Sell | 27,250 | $44.82 | $1M | 110,500 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.