Every SEC Form 3/4/5 on record for this filer (CIK 1204241) — 5 issuers, 47 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BANC | BANC OF CALIFORNIA, INC. | Director | 2017-02-21 → 2025-09-18 | 19 | −$6M |
| EVBN | EVANS BANCORP INC | 10% owner | 2024-04-18 → 2024-07-24 | 7 | — |
| OPOF | OLD POINT FINANCIAL CORP | 10% owner · lapsed | 2022-05-24 → 2024-06-14 | 9 | $103,653 |
| MFSF | MUTUALFIRST FINANCIAL INC | Filer · lapsed | 2015-11-06 → 2017-04-28 | 2 | $435,938 |
| METR | METRO BANCORP, INC. | Director · lapsed | 2016-02-17 → 2016-02-17 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BANC | 2025-06-10 | Sell | 37,500 | $14.20 | $532,500 | 2,280,280 |
| BANC | 2025-06-09 | Sell | 37,343 | $14.03 | $523,922 | 2,317,780 |
| BANC | 2025-06-06 | Sell | 157 | $14.00 | $2,198 | 2,355,123 |
| BANC | 2024-09-05 | Sell | 50,887 | $14.20 | $722,595 | 668,939 |
| BANC | 2024-09-05 | Sell | 74,113 | $14.20 | $1M | 2,355,280 |
| BANC | 2024-09-04 | Sell | 56,250 | $14.00 | $787,500 | 2,429,393 |
1 of 5 issuers are covered and open a security page; the rest are on file here only.
