Every SEC Form 3/4/5 on record for this filer (CIK 1202481) — 5 issuers, 65 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ATNI | ATN International, Inc. | Director | 2020-06-17 → 2026-06-18 | 10 | $296,575 |
| NRZ | New Residential Investment Corp. | Director · lapsed | 2019-04-17 → 2022-06-01 | 12 | $55,300 |
| TYPE | Monotype Imaging Holdings Inc. | Director · lapsed | 2015-09-17 → 2019-10-11 | 19 | −$611,860 |
| CIVI | Civitas Solutions, Inc. | Director · lapsed | 2015-10-05 → 2019-03-12 | 5 | — |
| AMSC | AMERICAN SUPERCONDUCTOR CORP /DE/ | Director · lapsed | 2016-04-05 → 2018-07-30 | 4 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ATNI | 2023-11-20 | Buy | 1,500 | $31.37 | $47,055 | 1,500 |
| ATNI | 2023-11-20 | Buy | 8,000 | $31.19 | $249,520 | 19,108 |
2 of 5 issuers are covered and open a security page; the rest are on file here only.