Every SEC Form 3/4/5 on record for this filer (CIK 1201821) — 2 issuers, 37 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CBU | COMMUNITY FINANCIAL SYSTEM, INC. | Director | 2015-12-14 → 2026-06-10 | 33 | −$2M |
| ONFC | Oneida Financial Corp. | President and COO · Director · lapsed | 2015-08-20 → 2015-12-07 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CBU | 2026-06-08 | Sell | 2,000 | $63.98 | $127,960 | 31,592 |
| CBU | 2026-02-03 | Sell | 2,000 | $64.75 | $129,500 | 33,342 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.