COLLIER EARL M JR

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Every SEC Form 3/4/5 on record for this filer (CIK 1201254) — 2 issuers, 8 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.

Issuers on file

1 in the covered universe

Board seats

as last filed

Open-market net

$28,300

1 buy · 0 sells

Transactions on record

2017-06-01 → 2025-02-27

Where they file· 2 issuers, newest activity first

Ticker	Company	Role as filed	On file	Forms	Open-market net
CAPR	CAPRICOR THERAPEUTICS, INC.	Director	2016-06-06 → 2025-02-28	16	$28,300
TSRO	TESARO, Inc.	Director · lapsed	2016-06-03 → 2019-01-22	4	—

Ticker

Company

Role as filed

On file

Forms

Open-market net

CAPR

CAPRICOR THERAPEUTICS, INC.

Director

2016-06-06 → 2025-02-28

$28,300

TSRO

TESARO, Inc.

Director · lapsed

2016-06-03 → 2019-01-22

—

Filing record· 1 row, newest first

Ticker	Date	Action	Shares	Price	Value	Held after
CAPR	2023-10-10	Buy	10,000	$2.83	$28,300	26,856

Ticker

Date

Action

Price

Value

Held after

CAPR

2023-10-10

Buy

10,000

$2.83

$28,300

26,856

SEC Forms 3/4/5 as filed · roster 2015-07-01 → 2026-06-30 · store filed through 2026-06-30

Section 16 (SEC Forms 3/4/5) only — US SEC filers. A role held without a Section-16 filing obligation does not appear here, and this is not a proxy-statement biography.
The officer/director ROSTER is rebuilt from filings 2015-07-01 → 2026-06-30; the TRANSACTION record reaches back to the store's start. An issuer with transactions but no roster row is one the person filed at before that window.
Titles are as filed on the person's most recent form at that issuer — a departure shows only when they next file, so check 'last filed'.
Open-market totals count purchases (P) and sales (S) only, through the same cleaned engine as the OWN tab and the screener, so the three never disagree. Rows the price guards removed are still listed below with the reason.
Names are as entered by the filer and drift between filings; every spelling on record is listed rather than normalised into one invented form.
Nothing here infers motive; we have no 10b5-1 plan dates, so a scheduled sale and a discretionary one look the same here.

1 of 2 issuers are covered and open a security page; the rest are on file here only.

☆COLLIER EARL M JR

Where they file· 2 issuers, newest activity firstⓘ

Filing record· 1 row, newest first

☆COLLIER EARL M JR

Where they file· 2 issuers, newest activity firstⓘ

Filing record· 1 row, newest first

COLLIER EARL M JR

Where they file· 2 issuers, newest activity first

COLLIER EARL M JR

Where they file· 2 issuers, newest activity first