Every SEC Form 3/4/5 on record for this filer (CIK 1201028) — 4 issuers, 133 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| DEA | Easterly Government Properties, Inc. | President & CEO · Director | 2015-08-11 → 2026-02-26 | 73 | −$18M |
| FARM | FARMER BROTHERS CO | 10% owner · lapsed | 2019-04-10 → 2019-10-03 | 15 | $3M |
| FLDM | FLUIDIGM CORP | Filer · lapsed | 2019-04-10 → 2019-09-19 | 10 | −$4M |
| EACQ | Easterly Acquisition Corp. | Director · lapsed | 2015-07-29 → 2018-11-07 | 3 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| DEA | 2024-12-23 | Buy | 10,000 | $10.91 | $109,100 | 171,479 |
| DEA | 2024-12-23 | Buy | 10,000 | $10.91 | $109,100 | 171,479 |
| DEA | 2023-12-13 | Buy | 8,000 | $13.14 | $105,120 | 92,174 |
| DEA | 2022-03-15 | Sell | 10,406 | $20.94 | $217,902 | 773 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.
