Every SEC Form 3/4/5 on record for this filer (CIK 1200461) — 8 issuers, 492 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AFCG | Advanced Flower Capital Inc. | Director | 2021-03-18 → 2026-05-19 | 33 | $12M |
| TCGSX | TCG Strategic Income Fund | Director | 2025-12-17 → 2026-04-01 | 8 | $9M |
| SUNS | Sunrise Realty Trust, Inc. | Executive Chairman · Director | 2024-07-02 → 2026-02-23 | 37 | $27M |
| OCSL | Oaktree Specialty Lending Corp | Filer · lapsed | 2017-10-23 → 2021-12-30 | 89 | −$96M |
| OCSI | Oaktree Strategic Income Corp | 10% owner · lapsed | 2017-10-24 → 2021-03-23 | 64 | −$12M |
| FSAM | Fifth Street Asset Management Inc. | CEO · Director · lapsed | 2017-01-06 → 2017-10-30 | 7 | — |
| FSC | Fifth Street Finance Corp. | 10% owner · lapsed | 2016-08-23 → 2017-04-06 | 16 | $18M |
| FSFR | Fifth Street Senior Floating Rate Corp. | 10% owner · lapsed | 2016-02-01 → 2017-02-16 | 14 | $27M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AFCG | 2026-05-14 | Buy | 90,600 | $2.84 | $257,304 | 6,516,775 |
| AFCG | 2026-03-31 | Buy | 29,040 | $2.76 | $80,150 | 6,426,175 |
| TCGSX | 2026-03-30 | Buy | 410,678 | $9.74 | $4M | 906,543 |
| AFCG | 2026-03-27 | Buy | 4,300 | $2.60 | $11,180 | 6,397,135 |
| AFCG | 2026-03-26 | Buy | 19,729 | $2.60 | $51,295 | 6,392,835 |
| AFCG | 2026-03-24 | Buy | 44,914 | $2.59 | $116,327 | 6,373,106 |
| AFCG | 2026-03-23 | Buy | 14,366 | $2.59 | $37,208 | 6,328,192 |
| AFCG | 2026-03-20 | Buy | 115,237 | $2.55 | $293,854 | 6,313,826 |
| AFCG | 2026-03-19 | Buy | 60,600 | $2.59 | $156,954 | 6,198,589 |
| AFCG | 2026-03-18 | Buy | 90,600 | $2.59 | $234,654 | 6,137,989 |
1 of 8 issuers are covered and open a security page; the rest are on file here only.
