Every SEC Form 3/4/5 on record for this filer (CIK 1200277) — 1 issuer, 45 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BANC | BANC OF CALIFORNIA, INC. | CHAIRMAN AND CEO · Director | 2019-03-20 → 2026-03-03 | 37 | $738,479 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BANC | 2024-04-25 | Buy | 7,130 | $13.98 | $99,677 | 268,695 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.