Every SEC Form 3/4/5 on record for this filer (CIK 1199925) — 4 issuers, 16 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CXM | Sprinklr, Inc. | 10% owner | 2021-06-22 → 2025-06-10 | 16 | −$15M |
| CSBR | CHAMPIONS ONCOLOGY, INC. | 10% owner · lapsed | 2019-04-30 → 2020-03-12 | 2 | — |
| COUP | Coupa Software Inc | Filer · lapsed | 2016-10-05 → 2018-03-22 | 3 | $5M |
| QTWO | Q2 Holdings, Inc. | Filer · lapsed | 2015-10-01 → 2015-10-01 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CXM | 2025-06-06 | Sell | 84,010 | $8.65 | $726,687 | — |
| CXM | 2024-04-08 | Sell | 319,405 | $12.10 | $4M | — |
| CXM | 2023-10-10 | Sell | 88,585 | $14.55 | $1M | 88,593 |
| CXM | 2023-07-10 | Sell | 78,600 | $13.60 | $1M | — |
| CXM | 2023-07-07 | Sell | 2,800 | $13.73 | $38,444 | 78,600 |
3 of 4 issuers are covered and open a security page; the rest are on file here only.
