Every SEC Form 3/4/5 on record for this filer (CIK 1197542) — 9 issuers, 30 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GRDX | GridAI Technologies Corp. | Director | 2026-01-08 → 2026-01-08 | 1 | — |
| CMAX | CareMax, Inc. | Director | 2024-10-02 → 2024-10-02 | 1 | — |
| FWBI | First Wave BioPharma, Inc. | Director · lapsed | 2022-01-03 → 2024-01-04 | 3 | — |
| TXMD | TherapeuticsMD, Inc. | EVP, Operations · lapsed | 2020-08-07 → 2021-07-02 | 3 | −$46,022 |
| AZRX | AzurRx BioPharma, Inc. | Director · lapsed | 2016-10-11 → 2021-01-06 | 21 | — |
| MDXG | MIMEDX GROUP, INC. | EVP & Interim CFO · lapsed | 2018-06-13 → 2019-02-25 | 2 | — |
| ACET | Adicet Bio, Inc. | CHIEF FINANCIAL OFFICER · lapsed | 2018-02-21 → 2018-02-22 | 2 | — |
| CODX | Co-Diagnostics, Inc. | Director · lapsed | 2017-08-16 → 2017-08-16 | 1 | — |
| TVTV | WhereverTV Broadcasting Corp | Director · lapsed | 2016-04-19 → 2016-04-19 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| TXMD | 2021-05-11 | Sell | 44,252 | $1.04 | $46,022 | 59,248 |
5 of 9 issuers are covered and open a security page; the rest are on file here only.
