Every SEC Form 3/4/5 on record for this filer (CIK 1196985) — 6 issuers, 18 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| NDAQ | NASDAQ, INC. | Director | 2019-04-25 → 2026-06-12 | 10 | $203,970 |
| BK | Bank of New York Mellon Corp | Director | 2019-04-19 → 2026-04-21 | 9 | — |
| IBM | INTERNATIONAL BUSINESS MACHINES CORP | Director | 2021-10-29 → 2026-04-01 | 20 | $197,140 |
| PEG | PUBLIC SERVICE ENTERPRISE GROUP INC | Director · lapsed | 2016-05-03 → 2023-05-02 | 8 | — |
| RHT | RED HAT INC | Director · lapsed | 2018-05-15 → 2019-07-09 | 5 | — |
| CB | Chubb Ltd | Director · lapsed | 2016-01-19 → 2016-01-19 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| IBM | 2024-11-13 | Buy | 936 | $210.62 | $197,140 | 936 |
| NDAQ | 2024-11-13 | Buy | 2,542 | $80.24 | $203,970 | 49,293 |
4 of 6 issuers are covered and open a security page; the rest are on file here only.