Every SEC Form 3/4/5 on record for this filer (CIK 1196898) — 5 issuers, 298 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| MRVL | Marvell Technology, Inc. | Director | 2024-04-29 → 2026-06-29 | 6 | — |
| KLAC | KLA CORP | President and CEO | 2015-08-04 → 2026-06-11 | 80 | −$193M |
| SPLK | SPLUNK INC | Director · lapsed | 2022-10-11 → 2024-03-20 | 4 | — |
| PFPT | PROOFPOINT INC | Director · lapsed | 2017-05-11 → 2021-08-31 | 8 | — |
| NTAP | NetApp, Inc. | Director · lapsed | 2015-09-15 → 2019-09-13 | 7 | −$4M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| KLAC | 2026-06-11 | Sell | 4,512 | $2,213.37 | $10M | 71,383 |
| KLAC | 2026-05-12 | Sell | 4,512 | $1,794.00 | $8M | 75,895 |
| KLAC | 2025-11-11 | Sell | 10,803 | $1,203.10 | $13M | 81,211 |
| KLAC | 2025-08-12 | Sell | 10,801 | $913.68 | $10M | 92,818 |
3 of 5 issuers are covered and open a security page; the rest are on file here only.
