Every SEC Form 3/4/5 on record for this filer (CIK 1196261) — 5 issuers, 42 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BENF | Beneficient | Director · lapsed | 2023-06-07 → 2024-06-11 | 3 | — |
| IVR | Invesco Mortgage Capital Inc. | Director · lapsed | 2017-05-12 → 2024-05-17 | 27 | $762,504 |
| AVCT | American Virtual Cloud Technologies, Inc. | Director · lapsed | 2020-04-20 → 2022-05-25 | 4 | $181,730 |
| GWGH | GWG Holdings, Inc. | Director · lapsed | 2019-05-21 → 2020-07-23 | 3 | — |
| WRLS | PENSARE ACQUISITION Corp | Director · lapsed | 2017-07-28 → 2017-07-28 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AVCT | 2022-05-19 | Buy | 260,000 | $0.39 | $101,400 | 287,015 |
| AVCT | 2020-12-17 | Buy | 15,000 | $5.35 | $80,250 | 42,000 |
2 of 5 issuers are covered and open a security page; the rest are on file here only.
