Every SEC Form 3/4/5 on record for this filer (CIK 1195421) — 1 issuer, 21 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| DUK | Duke Energy CORP | Director | 2015-11-10 → 2025-08-08 | 20 | −$2M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| DUK | 2025-08-07 | Sell | 1,610 | $124.88 | $201,057 | 1 |
| DUK | 2024-05-14 | Sell | 1,695 | $102.31 | $173,415 | 4 |
| DUK | 2023-08-17 | Sell | 1,785 | $91.06 | $162,542 | — |
| DUK | 2022-08-09 | Sell | 1,589 | $109.39 | $173,821 | 1 |
| DUK | 2021-05-19 | Sell | 3,583 | $101.11 | $362,277 | — |
1 of 1 issuers are covered and open a security page; the rest are on file here only.