Every SEC Form 3/4/5 on record for this filer (CIK 1195384) — 2 issuers, 28 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| DBI | Designer Brands Inc. | Director | 2019-04-16 → 2026-06-22 | 37 | −$1M |
| DSW | DSW Inc. | Director · lapsed | 2015-07-02 → 2019-01-08 | 21 | −$481,197 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| DBI | 2025-09-11 | Sell | 50,000 | $4.52 | $226,000 | 25,548 |
| DBI | 2024-09-17 | Sell | 22,000 | $6.62 | $145,640 | 3,180 |
| DBI | 2024-04-11 | Sell | 9,000 | $8.65 | $77,850 | 2,199 |
| DBI | 2023-09-08 | Sell | 16,000 | $12.30 | $196,800 | 11,199 |
| DBI | 2022-06-30 | Sell | 10,500 | $13.30 | $139,650 | 10,565 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.