Every SEC Form 3/4/5 on record for this filer (CIK 1193369) — 5 issuers, 40 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| RBBN | Ribbon Communications Inc. | Director | 2018-01-18 → 2026-06-17 | 15 | −$52,188 |
| LQDT | LIQUIDITY SERVICES INC | Director | 2016-02-03 → 2026-03-03 | 14 | −$416,000 |
| PSMT | PRICESMART INC | Director | 2018-01-25 → 2026-02-06 | 11 | −$273,056 |
| SONS | Sonus Networks, Inc. | Director · lapsed | 2016-06-16 → 2017-11-06 | 3 | — |
| UTEK | ULTRATECH INC | Director · lapsed | 2016-07-27 → 2017-05-31 | 3 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PSMT | 2026-01-12 | Sell | 1,995 | $136.87 | $273,056 | 10,879 |
| RBBN | 2025-09-05 | Sell | 8,690 | $3.98 | $34,586 | 343,224 |
| LQDT | 2025-02-20 | Sell | 5,000 | $35.36 | $176,800 | 82,990 |
| RBBN | 2024-09-13 | Sell | 5,790 | $3.04 | $17,602 | 303,549 |
3 of 5 issuers are covered and open a security page; the rest are on file here only.
