Every SEC Form 3/4/5 on record for this filer (CIK 1191935) — 9 issuers, 133 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| OMIC | Singular Genomics Systems, Inc. | 10% owner | 2024-09-18 → 2025-02-27 | 3 | — |
| TCRR | TCR2 THERAPEUTICS INC. | 10% owner · lapsed | 2023-05-05 → 2024-02-14 | 6 | $797,720 |
| RAIN | Rain Enhancement Technologies Holdco, Inc. | 10% owner · lapsed | 2023-06-01 → 2024-02-02 | 5 | −$209,413 |
| JNCE | Jounce Therapeutics, Inc. | 10% owner · lapsed | 2023-03-14 → 2023-05-05 | 3 | — |
| LJPC | LA JOLLA PHARMACEUTICAL CO | 10% owner · lapsed | 2015-08-21 → 2022-08-24 | 21 | $40M |
| APVO | Aptevo Therapeutics Inc. | Filer · lapsed | 2020-11-06 → 2021-11-26 | 4 | $8M |
| ODT | Odonate Therapeutics, Inc. | 10% owner · lapsed | 2017-12-06 → 2021-11-19 | 31 | $54M |
| HRTX | HERON THERAPEUTICS, INC. /DE/ | 10% owner · lapsed | 2016-06-20 → 2018-09-12 | 4 | $35M |
| CYCC | Cyclacel Pharmaceuticals, Inc. | 10% owner · lapsed | 2017-02-27 → 2017-02-27 | 2 | $582,428 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| RAIN | 2023-12-18 | Sell | 40,132 | $1.21 | $48,560 | 3,850,513 |
| RAIN | 2023-12-15 | Sell | 109,435 | $1.20 | $131,322 | 3,890,645 |
| RAIN | 2023-12-14 | Sell | 24,406 | $1.21 | $29,531 | 4,000,080 |
| TCRR | 2023-05-25 | Buy | 50,000 | $1.72 | $86,000 | 4,394,800 |
| TCRR | 2023-05-10 | Buy | 6,774 | $1.95 | $13,209 | 4,299,852 |
| TCRR | 2023-05-09 | Buy | 20,141 | $1.95 | $39,275 | 4,293,078 |
| TCRR | 2023-05-08 | Buy | 57,073 | $1.95 | $111,292 | 4,272,937 |
| TCRR | 2023-05-05 | Buy | 71,064 | $1.94 | $137,864 | 4,215,864 |
3 of 9 issuers are covered and open a security page; the rest are on file here only.
