Every SEC Form 3/4/5 on record for this filer (CIK 1189450) — 2 issuers, 29 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| NE | 2019-09-30 | Buy | 25,000 | $1.24 | $31,000 | 189,302 |
2 of 2 issuers are covered and open a security page; the rest are on file here only.