Every SEC Form 3/4/5 on record for this filer (CIK 1189397) — 6 issuers, 32 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| COHU | COHU INC | Director | 2021-05-11 → 2026-05-19 | 8 | $92,670 |
| ALHC | Alignment Healthcare, Inc. | Director | 2022-01-03 → 2026-03-17 | 8 | — |
| CGRNQ | Capstone Green Energy Corp | Director · lapsed | 2023-12-07 → 2023-12-07 | 1 | — |
| CGRN | Capstone Green Energy Corp | Director · lapsed | 2021-08-31 → 2022-08-25 | 2 | — |
| CPST | CAPSTONE TURBINE Corp | Director · lapsed | 2017-06-14 → 2020-08-28 | 14 | $69,010 |
| MXWL | MAXWELL TECHNOLOGIES INC | Director · lapsed | 2015-08-11 → 2017-05-24 | 5 | $24,150 |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
2 of 6 issuers are covered and open a security page; the rest are on file here only.