Every SEC Form 3/4/5 on record for this filer (CIK 1186942) — 6 issuers, 50 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| MOS | MOSAIC CO | Director | 2015-10-06 → 2026-06-01 | 27 | $3M |
| BKR | Baker Hughes Co | Director · lapsed | 2020-05-18 → 2023-01-03 | 4 | — |
| BHGE | Baker Hughes a GE Co | Director · lapsed | 2019-05-13 → 2019-08-16 | 3 | $104,250 |
| ENB | ENBRIDGE INC | Director · lapsed | 2018-01-02 → 2019-06-18 | 10 | — |
| SE | Sea Ltd | President and CEO · Director · lapsed | 2016-02-18 → 2017-03-01 | 8 | −$3M |
| SEP | Spectra Energy Partners, LP | President & CEO · Director · lapsed | 2016-11-07 → 2016-11-18 | 2 | $688,107 |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
4 of 6 issuers are covered and open a security page; the rest are on file here only.